Clearing Manager Key Documents

Prudential Assessment and Security Methodologies

Prudential Security One Page Summary

Prudential Information Basic Principle Guide

Settlement and Prudential Security Methodologies explanation of requirements and calculations

Prudential Statement Sample and Explanation

Clearing and Settlement Data File Formatting Guide

Providing Unoffered Generation

Settlement

Settlement Day Instructions, Details and Contact

Settlement Day Default Information and Process

Financial Transmission Rights

FTR Initial Margin Review (December 2022)

FTR Prudential Methodology (December 2022)

Invoicing and Settlement

Sample Invoice Bundle

SRA calculator spreadsheet, explains Settlement Retention Amount 'SAR' calculation

Hedge Settlement Agreement (HSA)

Standard Hedge Settlement Agreement Form (Download PDF or DOCX)

Capped Hedge Settlement Agreement Form (Download PDF or DOCX)

Capped, Average & Period Hedge Settlement Agreement Form (Download PDF or DOCX)

Security for Cash Deposits

To deposit cash to meet prudential obligations, participants must have an active security agreement, using the approved Specific Security Deed Template. Companies with only one director must have the signature witnessed when executing this deed.

If a security interest has already been registered over the cash to be used as prudential, a New Zealand Bankers Association Deed of Priority must also be submitted following the templates available from the Bankers Association.