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Archived Consultations
NZSX and NZDX Listing Rules Archive
15 January 2024
NZX Listing Rules - (15 January 2024)
1 April 2023
NZX Listing Rules (1 April 2023)
17 June 2022
NZX Listing Rules (17 June 2022)
Appendix 1 - NZX Corporate Governance Code (17 June 2022)
Appendix 2 - Results Announcement (17 June 2022)
Appendix 3 - Takeover Provisions (17 June 2022)
Appendix 4 - Mining Issuer Disclosure (17 June 2022)
10 December 2020
NZX Listing Rules (10 December 2020)
3 November 2020
NZX Listing Rules (3 November 2020)
1 January 2020
NZX Listing Rules (1 January 2020)
1 January 2019
NZX Listing Rules (1 January 2019)
1 October 2017
Main Board / Debt Market Listing Rules (1 October 2017)
Main Board/Debt Market Listing Rules Appendices (1 October 2017)
22 May 2017
Main Board / Debt Market Listing Rules (22 May 2017)
Main Board/Debt Market Listing Rules Appendices (22 May 2017)
7 March 2016
Main Board / Debt Market Listing Rules (7 March 2016)
Main Board / Debt Market Listing Appendices (7 March 2016)
16 April 2015
Main Board / Debt Market Listing Rules (16 April 2015)
Main Board / Debt Market Listing Appendices (16 April 2015)
27 November 2014
Main Board / Debt Market Listing Rules (27 November 2014)
Main Board / Debt Market Listing Appendices (27 November 2014)
30 October 2013
Main Board / Debt Market Listing Rules (30 Oct 2013)
Main Board / Debt Market Listing Rules (30 Oct 2013)
5 October 2012
NZSX / NZDX Listing Rules
Appendices
6 August 2010
NZSX / NZDX Listing Rules
Appendices
Pre - 3 April 2009
Foreword
Interpretation, Rulings, Waivers
Compliance and Enforcement
Constitutions, Trust Deeds and Directors
Takeover Provisions for Issuers
Listing and Quotation
Requirements for Documents
Issues and Buy Backs of Securities
Voting Rights and Rights of Equity Securities
Transactions with Related Parties
Disclosure and Information
Transfers and Statements
Appendices (Pre - 3 April 2009)
Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Effective from 1 July 2006
Appendix 1 - Prescribed Disclosure under Appendix 1 - Effective 1 July 2006
Appendix 2 - Minimum Holdings
Appendix 3 - Special Division of NZX Discipline
Appendix 4 - New Zealand Stock Exchange Listing Fees
Appendix 5 - Provisions of Rules Excluded if equity securities not quoted
Appendix 6 - Provisions required to be contained in or incorporated by reference in an Issuer's constitution
Appendix 7 - Notice of Event Affecting Securities
Appendix 8 - Timing of Event Affecting Securities
Appendix 9 - Policy Statements
Appendix 10 - Provisions for Unit Trusts
Appendix 11 - Quarterly Report of Consolidated Cash Flow
Appendix 12 - Australasian Code for Reporting of Mineral Resources and Ore Reserves (The JORC Code)
Appendix 13 - Requirements for the Listing of Equity Warrants
Appendix 14 - Rules Not Applicable to Equity Warrants
Appendix 15 - Rules not applicable to NCM Issuers
Appendix 16 - Corporate Governance Best Practice Code
Appendix 17 - Provision of Rules excluded for Dual Listed Issuers
Pre - May 2006
Foreword
Interpretation, Rulings, Waivers
Compliance and Enforcement
Constitutions, Trust Deeds and Directors
Takeover Provisions for Issuers
Listing and Quotation
Requirements for Documents
Issues and Buybacks of Securities
Voting Rights and Rights of Equity Securities
Transactions with Related Parties (Pre - July 2007)
Disclosure and Information
Transfers and Statements
Appendices
Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Up to 30 June 2006
Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Effective from 1 July 2006
Appendix 1 - Prescribed Disclosure under Appendix 1 - Effective 1 July 2006
Appendix 3 - Special Division of NZX Discipline
Appendix 4 - New Zealand Stock Exchange Listing Fees
Appendix 5 - Provisions of Rules Excluded if equity securities not quoted
Appendix 6 - Provisions required to be contained in or incorporated by reference in an Issuer's constitution
Appendix 7 - Notice of Event Affecting Securities
Appendix 8 - Timing of Events Affecting Securities
Appendix 9 - Policy statements
Appendix 10 - Provisions for Unit Trusts
Appendix 11 - Quarterly Report of Consolidated Cash Flows
Appendix 12 - Australasian Code for Reporting of Mineral Resources and Ore Reserves (The JORC Code)
Appendix 13 - Requirements for the Listing of Equity Warrants
Appendix 14 - Rules Not Applicable to Equity Warrants
Appendix 15 - Rules not applicable to NCM Issuers
Appendix 16 - Corporate Governance Best Practice Code
Appendix 17 - Provision of Rules excluded for Dual Listed Issuers