Tue 26 May 11:25:31 NZST

Financial Markets Authority

Title Date Type
Annual review shows NZX meeting regulatory obli... 26 May 2015, 9:19am GENERAL
FMA issues warning and secures payment from Pac... 25 May 2015, 3:58pm GENERAL
Apple Fields directors fined on non-filing charges 25 May 2015, 10:35am GENERAL
FMA secures Asset Preservation Orders over Aren... 21 May 2015, 3:27pm GENERAL
FMA removes offshore firms from the FSPR 19 May 2015, 8:39am GENERAL
DIMS providers benefit from reduced reporting r... 5 May 2015, 9:56am GENERAL
SPI directors fined for breaching financial rep... 30 Apr 2015, 11:01am GENERAL
Guide to bank capital notes to boost consumer u... 23 Apr 2015, 2:13pm GENERAL
Findings provide market snapshot of NZ's financ... 23 Apr 2015, 10:13am GENERAL
FMA completes MOU with all NZ’s Dispute Resolut... 16 Apr 2015, 10:44am GENERAL
Better information for investors 14 Apr 2015, 10:30am GENERAL
New FMA website provides improved search and na... 23 Mar 2015, 10:10am GENERAL
FMA warns firm under AML/CFT Act 12 Mar 2015, 9:39am GENERAL
NZX & FMA joint statement regarding MPI announc... 11 Mar 2015, 4:06pm GENERAL
FMA spells out approach to supervision responsi... 9 Mar 2015, 8:59am GENERAL
FMA welcomes opportunity to review financial ad... 3 Mar 2015, 11:16am GENERAL
FMA warns public to be wary of misleading adver... 27 Feb 2015, 9:21am GENERAL
Settlement reached over Westpac rural interest ... 17 Feb 2015, 9:01am GENERAL
Action against non-filing of financial statemen... 13 Feb 2015, 11:04am GENERAL
FMA and NZX sign Memorandum of Understanding 28 Jan 2015, 2:00pm GENERAL
FMA warns individual trader over online market ... 23 Jan 2015, 11:14am GENERAL
FMA welcomed onto global forum for IFIAR 22 Dec 2014, 11:10am GENERAL
Beware of misleading UK pension scheme transfer... 18 Dec 2014, 11:37am GENERAL
FMA closes South Canterbury Finance Limited inq... 17 Dec 2014, 11:11am GENERAL
FMA publishes its first medium-term strategic r... 11 Dec 2014, 12:00pm GENERAL
FMA releases audit quality review report 4 Dec 2014, 2:21pm GENERAL
FMA and ANZ reach settlement over rural interes... 3 Dec 2014, 9:18am GENERAL
Phase two of financial markets law complete 28 Nov 2014, 9:25am GENERAL
The FMA reports on its 12 month performance 20 Nov 2014, 11:05am GENERAL
Three new members for Financial Advisers Code C... 14 Nov 2014, 11:36am GENERAL
Directors of SPI companies agree to enforceable... 11 Nov 2014, 11:22am GENERAL
FMA releases updated corporate governance handbook 10 Nov 2014, 4:23pm GENERAL
Gentrack IPO Report 10 Nov 2014, 8:31am GENERAL
New regulations for financial markets approved 4 Nov 2014, 3:40pm GENERAL
FMA focus on improving conduct and increasing t... 30 Oct 2014, 11:38am GENERAL
FMA warns consumers about cold-calling investme... 23 Oct 2014, 8:43am GENERAL
New Zealanders underestimate investment risk 14 Oct 2014, 8:45am GENERAL
FMA files against Archer Capital and Healthcare... 3 Oct 2014, 1:42pm GENERAL
Competition Between Kiwisaver Fund Providers In... 1 Oct 2014, 11:30am GENERAL
FMA issues warning about General Equity 30 Sep 2014, 11:28am GENERAL
FMA releases 2014 Investigations and Enforcemen... 25 Sep 2014, 11:17am GENERAL
Directors fined for not filing financial statem... 11 Sep 2014, 3:55pm GENERAL
FMA talking investment risk for Money Week 8 Sep 2014, 4:03pm GENERAL
FMA files civil proceedings against trustee 20 Aug 2014, 10:16am GENERAL
Brian Henry admits market manipulation 7 Aug 2014, 4:36pm GENERAL
FMA issues first equity crowd funding licences 31 Jul 2014, 9:07am GENERAL
FMA issues NZ’s first licence for P2P lending s... 8 Jul 2014, 9:36am GENERAL
Finance company prosecutions promote public con... 4 Jul 2014, 11:09am GENERAL
Consequences for failing to file financial stat... 3 Jul 2014, 2:59pm GENERAL
FMA publishes annual review of NZX regulatory o... 30 Jun 2014, 9:04am GENERAL